Investment adviser · CRD 151878

CHOTIN ASSET MANAGEMENT CORPORATION

Investment adviser filing (IA)

GREENWOOD VILLAGE, CO, United States · Form ADV filed Oct 16, 2015

Regulatory AUM
$692M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MERCURY CDO 2004-1, LTD.Securitized Asset Fund · Last reported Mar 13, 2015$187MGross asset value
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3249378054
Reported beneficial owners
10
Minimum commitment
$250K

Form ADV 886826 · Mar 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEPTUNE CDO 2004-1, LTD.Securitized Asset Fund · Last reported Jan 17, 2014$186MGross asset value
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7244243390
Reported beneficial owners
10
Minimum commitment
$100K

Form ADV 779093 · Jan 17, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEPTUNE CDO II, LTD.Securitized Asset Fund · Last reported Jun 29, 2015$88.3MGross asset value
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2865677638
Reported beneficial owners
10
Minimum commitment
$250K

Form ADV 932203 · Jun 29, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SATURN VENTURES 2004 FUND AMERICA INVESTORS III, LTD.Securitized Asset Fund · Last reported Jun 30, 2015$45.4MGross asset value
Custodian US BANK NATIONAL ASSOCIATION (AS SUCCESSOR CUSTODIAN) NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4799779604
Reported beneficial owners
10
Minimum commitment
$250K

Form ADV 932478 · Jun 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEPTUNE CDO V, LTD.Securitized Asset Fund · Last reported Oct 1, 2015$13.6MGross asset value
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2410818269
Reported beneficial owners
10
Minimum commitment
$100K

Form ADV 949572 · Oct 1, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MERCURY CDO II, LTD.Securitized Asset Fund · Last reported Jan 17, 2014$0Gross asset value
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1091101401
Reported beneficial owners
10
Minimum commitment
$100K

Form ADV 779093 · Jan 17, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEPTUNE CDO III, LTD.Securitized Asset Fund · Last reported Jan 17, 2014$0Gross asset value
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9027879992
Reported beneficial owners
10
Minimum commitment
$250K

Form ADV 779093 · Jan 17, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 16, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Performance-based

Principal office

5675 DTC BOULEVARD, SUITE 200
GREENWOOD VILLAGE, CO, 80111, United States

CRD 151878

Filing source

Form ADV 952027 · Oct 16, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.