CHICAGO EQUITY PARTNERS – investment adviser, $5.1B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	12	$2,560,629,748	50.2%
Charities	27	$854,933,873	16.8%
Government entities	14	$816,325,011	16.0%
Investment companies	2	$539,727,894	10.6%
Banks & thrifts	Fewer than 5	$154,841,966	3.0%
Pooled investment vehicles	5	$92,163,733	1.8%
Corporations & businesses	Fewer than 5	$60,482,585	1.2%
Insurance companies	Fewer than 5	$17,901,409	0.4%

Filing source

Form ADV 1414540 · Apr 17, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CEP EQUITY MARKET NEUTRAL MASTER FUND LTD.Hedge Fund · Last reported Apr 17, 2020$43.1MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands

Auditor KPMG LLP DALLAS, Texas, United States

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG CAYMAN ISLANDS
PCAOB 1323

KPMG LLP
PCAOB 185

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-9045313182
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-189729
Form D file number: 021-189742

Form ADV 1414540 · Apr 17, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CEP EMERGING MARKETS EQUITY FUND LLCOther Private Fund · Last reported Apr 17, 2020$1.05MGross asset value

Form D fundraising filings

CEP EMERGING MARKETS EQUITY FUND LLC

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-5798641409
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-354958

Form ADV 1414540 · Apr 17, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHICAGO EQUITY PARTNERS GROUP TRUSTOther Private Fund · Last reported Mar 27, 2015$289MGross asset value

Auditor DELOITTE & TOUCHE CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5415915296
Reported beneficial owners: 1
Minimum commitment: $25M

Form ADV 896927 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 17, 2020. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

180 NORTH LASALLE STREET, STE 3800
CHICAGO, IL, 60601, United States

CRD 109421

Filing source

Form ADV 1414540 · Apr 17, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.