Investment adviser · CRD 328387

CHARTER OAK ADVISORS LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $404M
Client accounts: 3
Employees: 6
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$403,922,461	100.0%

Filing source

Form ADV 2072121 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CHARTER OAK ALTA MASTER FUND LPHedge Fund · Last reported Mar 31, 2026$404MGross asset value

Feeder funds

CHARTER OAK ALTA FUND LP
CHARTER OAK ALTA OFFSHORE FUND LTD.

Fund administrator HEDGESERV RALEIGH, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST CO. CHICAGO, Illinois, United States Related to adviser: No

Marketer HOLLISTER ASSOCIATES, LLC MOUNT PLEASANT, South Carolina, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

MAREX CAPITAL MARKETS INC.
SEC 8-69039

MORGAN STANLEY & CO. LLC
SEC 8-15869

NORTHERN TRUST CO.
LEI 6PTKHDJ8HDUF78PFWH30

HOLLISTER ASSOCIATES, LLC
CRD 173366 · SEC 8-69538

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4368745600
Reported beneficial owners: 40
Minimum commitment: $1M

Form ADV 2072121 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

340 MADISON AVENUE, SUITE 1200A
NEW YORK, NY, 10173, United States

CRD 328387

Filing source

Form ADV 2072121 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.