Investment adviser · CRD 106916

CHARLES STEPHEN AND COMPANY, INC.

Investment adviser filing (IA)

ALBUQUERQUE, NM, United States · Form ADV filed Mar 26, 2014

Regulatory AUM
$205M
Form ADV · Item 5.F
Client accounts
450
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 26, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Commissions

Principal office

5951 JEFFERSON COURT NE, SUITE D
ALBUQUERQUE, NM, 87109, United States

CRD 106916

Filing source

Form ADV 803640 · Mar 26, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.