Investment adviser · CRD 151739
CHARLES SCHWAB INVESTMENT ADVISORY, INC
Investment adviser filing (IA)
CHARLES SCHWAB INVESTMENT ADVISORY, INC.
SAN FRANCISCO, CA, United States · Form ADV filed Dec 1, 2023
- Regulatory AUM
- $66.1B Form ADV · Item 5.F
- Client accounts
- 495,347 Accounts, not individual clients
- Employees
- 26 Reported in this filing
- Advisory professionals
- 25 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 458,668 | $44,526,546,878 | 67.4% |
| High-net-worth individuals | 36,545 | $21,166,759,392 | 32.0% |
| Corporations & businesses | 134 | $386,936,668 | 0.6% |
Filing source
Form ADV 1803192 · Dec 1, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Dec 1, 2023. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Not reported in these imported fields
Principal office
211 MAIN STREET, SF211MN-08-150SAN FRANCISCO, CA, 94105, United States
CRD 151739
Filing source
Form ADV 1803192 · Dec 1, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.