Investment adviser · CRD 155435

CHAPTER IV INVESTORS, LLC

Investment adviser filing (IA)

CHARLOTTE, NC, United States · Form ADV filed Feb 1, 2018

Regulatory AUM
$165M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$165,320,589100.0%
Filing source

Form ADV 1168828 · Feb 1, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CHAPTER IV INVESTORS SPECIAL SITUATIONS FUND, L.P.Hedge Fund · Last reported Feb 1, 2018$262MGross asset value
Auditor PRICEWATERHOUSECOOPERS CHARLOTTE, North Carolina, United States
Custodian MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY NEW YORK, New York, United States
Prime broker WELLS FARGO NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source
Fund ID
805-7122361828
Reported beneficial owners
10
Minimum commitment
$1M
Form D file number
021-32350076

Form ADV 1168828 · Feb 1, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 1, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

201 SOUTH COLLEGE STREET, SUITE 2110
CHARLOTTE, NC, 28244, United States

CRD 155435

Filing source

Form ADV 1168828 · Feb 1, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.