Investment adviser · CRD 142879
CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT
Investment adviser filing (IA)
CHAMBERLAIN FINANCIAL PLANNING, LLC
SANTA CRUZ, CA, United States · Form ADV filed Oct 29, 2020
- Regulatory AUM
- $321M Form ADV · Item 5.F
- Client accounts
- 169 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 113 | $286,530,000 | 89.3% |
| Individuals | 50 | $27,964,000 | 8.7% |
| Retirement plans | 4 | $6,500,000 | 2.0% |
Filing source
Form ADV 1464803 · Oct 29, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 29, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Hourly · Fixed
Principal office
125 MISSION STREET, SUITE 3SANTA CRUZ, CA, 95060, United States
CRD 142879
Filing source
Form ADV 1464803 · Oct 29, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.