Investment adviser · CRD 139531

CFI PARTNERS

Investment adviser filing (IA)

CFI PARTNERS, LLC

CHICAGO, IL, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $26.3B
Client accounts: 11
Employees: 47
Advisory professionals: 23

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	Fewer than 5	$20,905,744,792	79.4%
Government entities	Fewer than 5	$2,215,274,121	8.4%
Corporations & businesses	Fewer than 5	$2,070,483,135	7.9%
Pooled investment vehicles	6	$1,121,743,488	4.3%

Filing source

Form ADV 2078361 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CFIP CLO 2017-1, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$463MGross asset value

Fund administrator COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Related to adviser: No

Marketer WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-6955750545
Reported beneficial owners: 20
Minimum commitment: $250K

Form ADV 2078361 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CFIP CLO 2021-1, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$434MGross asset value

Fund administrator COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Related to adviser: No

Marketer WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-7042065516
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 2078361 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CFIP OPPORTUNISTIC CREDIT MASTER FUND III, LPOther Private Fund · Last reported Mar 31, 2026$221MGross asset value

Feeder funds

CFIP OPPORTUNISTIC CREDIT OFFSHORE FUND III, LP
CFIP OPPORTUNISTIC CREDIT ONSHORE FUND III, LP

Fund administrator J.P. MORGAN CHASE BANK NA NEW YORK NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS- CAYMAN ISLANDS GEORGETOWN, Cayman Islands

Auditor PRICE WATERHOUSE COOPERS- NEW YORK NEW YORK, New York, United States

Custodian J.P. MORGAN CHASE BANK NA NEW YORK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS- CAYMAN ISLANDS
PCAOB 1266

PRICE WATERHOUSE COOPERS- NEW YORK
PCAOB 238

J.P. MORGAN CHASE BANK NA NEW YORK
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-4244890003
Reported beneficial owners: 23
Minimum commitment: $5M
Form D file number: 021-496799
Form D file number: 021-496800

Form ADV 2078361 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CFIP CLO 2018-1, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$3.23MGross asset value

Fund administrator COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Related to adviser: No

Marketer WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-4955195786
Reported beneficial owners: 12
Minimum commitment: $250K

Form ADV 2078361 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CFIP CLO 2013-1, LTD.Securitized Asset Fund · Last reported Feb 7, 2023$369MGross asset value

Fund administrator COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Related to adviser: No

Marketer WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-9866591895
Reported beneficial owners: 14
Minimum commitment: $250K

Form ADV 1694088 · Feb 7, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLO OPPORTUNISTIC SECONDARY TRANCHE MASTER FUND II, LPOther Private Fund · Last reported Mar 30, 2021$148MGross asset value

Form D fundraising filings

CLO Opportunistic Secondary Tranche Master Fund II, LP

Feeder funds

CLO OPPORTUNISTIC SECONDARY TRANCHE OVERSEAS FUND II, LP

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN), LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-7309725142
Reported beneficial owners: 20
Minimum commitment: $100K
Form D file number: 021-368897
Form D file number: 021-368898

Form ADV 1518782 · Mar 30, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CFIP SMF, LTD.Hedge Fund · Last reported Mar 21, 2014$47.3MGross asset value

Feeder funds

Fund administrator WELLS FARGO GLOBAL FUND SERVICES LLC EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BARCLAYS BANK PLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. CHICAGO, Illinois, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. CHICAGO, Illinois, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

PERSHING LLC
SEC 8-17574

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-8130244542
Reported beneficial owners: 16
Minimum commitment: $5M
Form D file number: 021-151288
Form D file number: 021-151289

Form ADV 795954 · Mar 21, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

ONE SOUTH WACKER DRIVE, SUITE 3500
CHICAGO, IL, 60606, United States

CRD 139531

Filing source

Form ADV 2078361 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.