Investment adviser · CRD 165436

CETERA INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

SCHAMBURG, IL, United States · Form ADV filed Aug 11, 2026

Employees
25
Reported in this filing
Advisory professionals
9
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 11, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1450 AMERICAN LANE, SUITE 650
SCHAMBURG, IL, 60173, United States

CRD 165436

Filing source

Form ADV 2125242 · Aug 11, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.