Investment adviser · CRD 105644
CETERA INVESTMENT ADVISERS LLC
Investment adviser filing (IA)
SCHAUMBURG, IL, United States · Form ADV filed Aug 13, 2026
- Regulatory AUM
- $257B Form ADV · Item 5.F
- Client accounts
- 813,961 Accounts, not individual clients
- Employees
- 10,251 Reported in this filing
- Advisory professionals
- 9,049 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 722,373 | $175,545,928,535 | 68.4% |
| High-net-worth individuals | 79,279 | $69,830,727,423 | 27.2% |
| Corporations & businesses | 3,884 | $5,941,264,054 | 2.3% |
| Retirement plans | 6,324 | $3,451,178,310 | 1.3% |
| Charities | 2,036 | $1,932,127,031 | 0.8% |
| Government entities | 65 | $112,523,386 | 0.0% |
| Banks & thrifts | Fewer than 5 | Not reported | Not reported |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Insurance companies | Fewer than 5 | Not reported | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 2125809 · Aug 13, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 13, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1450 AMERICAN LANE, 6TH FLOOR, SUITE 650SCHAUMBURG, IL, 60173-2096, United States
CRD 105644
Filing source
Form ADV 2125809 · Aug 13, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.