Investment adviser · CRD 13572

CETERA ADVISOR NETWORKS LLC

Investment adviser filing (IA)

EL SEGUNDO, CA, United States · Form ADV filed Jun 4, 2023

Regulatory AUM: $46.7B
Client accounts: 192,956
Employees: 2,881
Advisory professionals: 2,499

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	52,058	$23,358,956,595	50.1%
Individuals	137,744	$21,637,554,501	46.4%
Corporations & businesses	751	$717,393,344	1.5%
Retirement plans	1,695	$587,040,228	1.3%
Charities	664	$319,950,706	0.7%
Government entities	44	$30,552,601	0.1%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Other clients	Fewer than 5	$0	0.0%

Filing source

Form ADV 1766797 · Jun 4, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 4, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

2301 ROSECRANS AVENUE, SUITE 5100
EL SEGUNDO, CA, 90245-5672, United States

CRD 13572

Filing source

Form ADV 1766797 · Jun 4, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.