Investment adviser · CRD 114361
CERTIFIED FINANCIAL STRATEGIES CORPORATION
Investment adviser filing (IA)
DALLAS, TX, United States · Form ADV filed Sep 15, 2026
- Regulatory AUM
- $144M Form ADV · Item 5.F
- Client accounts
- 306 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 53 | $97,563,602 | 67.6% |
| Individuals | 94 | $39,821,034 | 27.6% |
| Other clients | 4 | $3,546,092 | 2.5% |
| Retirement plans | Fewer than 5 | $1,440,300 | 1.0% |
| Charities | Fewer than 5 | $1,155,526 | 0.8% |
| Corporations & businesses | Fewer than 5 | $860,073 | 0.6% |
Filing source
Form ADV 2130279 · Sep 15, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 15, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
12700 HILLCREST RD., STE. 210DALLAS, TX, 75230, United States
CRD 114361
Filing source
Form ADV 2130279 · Sep 15, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.