Investment adviser · CRD 304204

CEFI CAPITAL, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SAN JUAN, PR, United States · Form ADV filed Mar 23, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CEFI SERIES FUND, LLCPrivate Equity Fund · Last reported Mar 23, 2026$69MGross asset value
Auditor CORPTACTICS, LLC SAN JUAN, Puerto Rico, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4534249969
Reported beneficial owners
45
Minimum commitment
$250K

Form ADV 2078525 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COMMERCIAL EQUIPMENT FINANCE INCOME FUND, LLCOther Private Fund · Last reported Mar 23, 2026$23MGross asset value
Auditor CORPTACTICS, LLC SAN JUAN, Puerto Rico, United States
Marketer HERBERT J. SIMS & CO, INC. GUAYNABO, Puerto Rico, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HERBERT J. SIMS & CO, INC.
CRD 3420 · SEC 8-3315

Fund details & source
Fund ID
805-9574869320
Reported beneficial owners
60
Minimum commitment
$150K

Form ADV 2078525 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

650 LUIS MU?OZ RIVERA AVENUE, SUITE 400
SAN JUAN, PR, 00918, United States

CRD 304204

Filing source

Form ADV 2078525 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.