Investment adviser · CRD 289781
CCB SECURITIES LIMITED
Investment adviser filing (IA)
KOWLOON BAY, KOWLOON, Hong Kong · Form ADV filed Mar 17, 2021
- Regulatory AUM
- $7.84M Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $7,835,764 | 100.0% |
| Other investment advisers | 1 | Not reported | Not reported |
Filing source
Form ADV 1507350 · Mar 17, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 17, 2021. View historical filings
Reported services
Business portfolio management
Compensation
Not reported in these imported fields
Principal office
18/F, CCB CENTRE, 18 WANG CHIU ROADKOWLOON BAY, KOWLOON, Hong Kong
CRD 289781
Filing source
Form ADV 1507350 · Mar 17, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.