Investment adviser · CRD 152536

CAZENOVIA CREEK INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

CHARLOTTE, NC, United States · Form ADV filed Mar 17, 2016

Regulatory AUM
$153M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAZ CREEK TAX LIEN FUND, LLCPrivate Equity Fund · Last reported Mar 17, 2016$153MGross asset value
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian MTAG SERVICES, LLC MOUNT PLEASANT, South Carolina, United States Related to adviser: No
Custodian US BANK, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5930532519
Reported beneficial owners
89
Minimum commitment
$250K

Form ADV 995233 · Mar 17, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAZENOVIA CREEK FUND IHedge Fund · Last reported Jul 17, 2014$9.24MGross asset value
Custodian MORGAN STANLEY SMITH BARNEY BOCA RATON, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6376851109
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 835114 · Jul 17, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 17, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

5960 FAIRVIEW ROAD, SUITE 325
CHARLOTTE, NC, 28210, United States

CRD 152536

Filing source

Form ADV 995233 · Mar 17, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.