Investment adviser · CRD 132823
CAXTON ASSOCIATES (USA) LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 18, 2026
- Regulatory AUM
- $4.63B Form ADV · Item 5.F
- Client accounts
- 9 Accounts, not individual clients
- Employees
- 25 Reported in this filing
- Advisory professionals
- 12 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 9 | $4,627,271,602 | 100.0% |
Filing source
Form ADV 2133145 · Sep 18, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
14 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CX GLOBAL ADVANTAGE LIMITEDHedge Fund · Last reported Mar 28, 2024$6.78BGross asset value
Feeder funds
- CAXTON ADVANTAGE (USA) LLC
- CAXTON ADVANTAGE INTERMEDIATE FUND LP
- CAXTON ADVANTAGE LIMITED
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-5438456037
- Reported beneficial owners
- 13
- Minimum commitment
- $10M
- Form D file number
- 021-348947
- Form D file number
- 021-473875
Form ADV 1842230 · Mar 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CX MACRO LIMITEDHedge Fund · Last reported Mar 28, 2024$6.62BGross asset value
Feeder funds
- CAXTON MACRO INTERMEDIATE FUND LP
- CAXTON MACRO LIMITED
- CAXTON MACRO (USA) LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
GOLDMAN SACHS & CO. LLC
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-7560228537
- Reported beneficial owners
- 146
- Minimum commitment
- $10M
- Form D file number
- 021-319922
- Form D file number
- 021-473882
Form ADV 1842230 · Mar 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAXTON INTERNATIONAL LIMITEDHedge Fund · Last reported Mar 28, 2024$5.16BGross asset value
Feeder funds
- CAXTON GLOBAL INVESTMENTS (INSTITUTIONAL) LIMITED
- CAXTON GLOBAL INVESTMENTS LIMITED
- CAXTON GLOBAL INVESTMENTS (USA) LLC
- CAXTON INTERMEDIATE FUND L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
GOLDMAN SACHS & CO. LLC
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-9298549809
- Reported beneficial owners
- 218
- Minimum commitment
- $10M
- Form D file number
- 021-144573
- Form D file number
- 021-473880
- Form D file number
- 021-473881
- Form D file number
- 021-73168
Form ADV 1842230 · Mar 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CX DYNAMIS LIMITEDHedge Fund · Last reported Mar 28, 2024$4.87BGross asset value
Feeder funds
- CAXTON DYNAMIS INTERMEDIATE FUND L.P.
- CAXTON DYNAMIS LIMITED
- CAXTON DYNAMIS (USA) LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-6057510013
- Reported beneficial owners
- 57
- Minimum commitment
- $10M
- Form D file number
- 021-336012
- Form D file number
- 021-473877
Form ADV 1842230 · Mar 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CX CADENCE LIMITEDHedge Fund · Last reported Mar 28, 2024$1.66BGross asset value
Feeder funds
- CAXTON CADENCE INTERMEDIATE FUND L.P.
- CAXTON CADENCE LIMITED
- CAXTON CADENCE (USA) LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
GOLDMAN SACHS & CO. LLC
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-4740892445
- Reported beneficial owners
- 4
- Minimum commitment
- $10M
Form ADV 1842230 · Mar 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CX INTAGLIO LIMITEDHedge Fund · Last reported Mar 28, 2024$465MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
GOLDMAN SACHS & CO. LLC
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-6040422390
- Reported beneficial owners
- 2
- Minimum commitment
- $100K
Form ADV 1842230 · Mar 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAXTON SELECT INVESTMENTS LLCHedge Fund · Last reported Apr 9, 2013$80.5MGross asset value
Feeder funds
- CAXTON SELECT (BVI) LTD.
- CAXTON SELECT LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-1805828492
- Reported beneficial owners
- 83
- Minimum commitment
- $5M
- Form D file number
- 021-113426
Form ADV 729047 · Apr 9, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 18, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
280 PARK AVENUE, 43RD FLOORNEW YORK, NY, 10017, United States
CRD 132823
Filing source
Form ADV 2133145 · Sep 18, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.