Investment adviser · CRD 107386

CAVES & ASSOCIATES

Investment adviser filing (IA)

MANHATTAN BEACH, CA, United States · Form ADV filed Oct 8, 2012

Regulatory AUM
$132M
Form ADV · Item 5.F
Client accounts
265
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Oct 8, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1334 PARK VIEW AVE,STE 100
MANHATTAN BEACH, CA, 90266, United States

CRD 107386

Filing source

Form ADV 673584 · Oct 8, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.