Investment adviser · CRD 132976

CAVALRY ASSET MANAGEMENT

Investment adviser filing (IA)

CAVALRY MANAGEMENT GROUP, LLC

SAN FRANCISCO, CA, United States · Form ADV filed Mar 28, 2012

Regulatory AUM
$1.96B
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAVALRY CAPITAL APPRECIATION MASTER FUND, L.P.Hedge Fund · Last reported Mar 28, 2012$727MGross asset value

Form D fundraising filings

Cavalry Capital Appreciation Master Fund, L.P.

Feeder funds

Fund administrator GOLDMAN SACHS (CAYMAN) TRUST, LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5763352915
Reported beneficial owners
53
Minimum commitment
$5M
Form D file number
021-129202
Form D file number
021-68227
Form D file number
021-68277

Form ADV 621402 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAVALRY TECHNOLOGY MASTER FUND, L.P.Hedge Fund · Last reported Mar 28, 2012$630MGross asset value

Form D fundraising filings

Cavalry Technology Master Fund LP

Feeder funds

Fund administrator GOLDMAN SACHS (CAYMAN) TRUST, LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5404195395
Reported beneficial owners
52
Minimum commitment
$5M
Form D file number
021-129121
Form D file number
021-55601
Form D file number
021-56493

Form ADV 621402 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CG LONG BIASED MASTER FUND, L.P.Hedge Fund · Last reported Mar 28, 2012$372MGross asset value

Form D fundraising filings

CG Long Biased Master Fund, L.P.

Feeder funds

Fund administrator GOLDMAN SACHS (CAYMAN) TRUST, LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-6966191208
Reported beneficial owners
14
Minimum commitment
$5M
Form D file number
021-146848
Form D file number
021-152036
Form D file number
021-175671

Form ADV 621402 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAVALRY MARKET NEUTRAL INSTITUTIONAL MASTER FUND, L.P.Hedge Fund · Last reported Mar 28, 2012$136MGross asset value

Form D fundraising filings

Cavalry Market Neutral Institutional Master Fund, L.P.

Feeder funds

Fund administrator GOLDMAN SACHS (CAYMAN) TRUST, LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-9820454462
Reported beneficial owners
7
Minimum commitment
$5M
Form D file number
021-129200
Form D file number
021-129201

Form ADV 621402 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAVALRY MARKET NEUTRAL MASTER FUND, L.P.Hedge Fund · Last reported Mar 28, 2012$78.5MGross asset value

Form D fundraising filings

Cavalry Market Neutral Master Fund L P

Feeder funds

Fund administrator GOLDMAN SACHS (CAYMAN) TRUST, LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5278827663
Reported beneficial owners
16
Minimum commitment
$5M
Form D file number
021-129038
Form D file number
021-129854
Form D file number
021-68240

Form ADV 621402 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAM LO MASTER FUND, L.P.Hedge Fund · Last reported Mar 28, 2012$18.6MGross asset value

Form D fundraising filings

CAM LO Master Fund, L.P.

Feeder funds

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5500713770
Reported beneficial owners
2
Minimum commitment
$10M
Form D file number
021-160695
Form D file number
021-175674

Form ADV 621402 · Mar 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

TWO EMBARCADERO CENTER, SUITE 600
SAN FRANCISCO, CA, 94111, United States

CRD 132976

Filing source

Form ADV 621402 · Mar 28, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.