Investment adviser · CRD 315724

CAUSALITY GLOBAL INVESTORS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Oct 18, 2022

Regulatory AUM: $28.3M
Client accounts: 5
Employees: 3
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$27,256,251	96.3%
Other clients	Fewer than 5	$1,056,268	3.7%

Filing source

Form ADV 1682047 · Oct 18, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAUSALITY PRIME CAPITAL MASTER SPHedge Fund · Last reported Oct 18, 2022$7.86MGross asset value

Feeder funds

CAUSALITY PRIME CAPITAL SERIES

Fund administrator SUDRANIA FUND SERVICES DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO. LLP ENGLEWOOD, Colorado, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer RAINMAKER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RICHEY, MAY & CO. LLP
PCAOB 673

J.P. MORGAN SECURITIES LLC
SEC 8-35008

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-7930958331
Reported beneficial owners: 1
Minimum commitment: $500K
Form D file number: 021-402945

Form ADV 1682047 · Oct 18, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 18, 2022. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

447 BROADWAY, 2ND FLOOR #259
NEW YORK, NY, 10013, United States

CRD 315724

Filing source

Form ADV 1682047 · Oct 18, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.