Investment adviser · CRD 329949

CAURIS INVESTMENT MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

· Form ADV filed Aug 5, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

COPPERPOT FINANCE LLCOther Private Fund · Last reported Aug 5, 2026$11.5MGross asset value

Form D fundraising filings

Copperpot Finance, LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8607075337
Reported beneficial owners
2
Minimum commitment
$5K
Form D file number
021-592966

Form ADV 2115955 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAURIS SERIES LLC - AFRICA FINTECH FUND SERIES IOther Private Fund · Last reported Aug 5, 2026$10MGross asset value

Form D fundraising filings

Cauris Series LLC - Africa Fintech Fund Series I

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3025964756
Reported beneficial owners
27
Minimum commitment
$5K
Form D file number
021-483600

Form ADV 2115955 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAURIS SERIES LLC - GLOBAL FINTECH FUND SERIES IIOther Private Fund · Last reported Aug 5, 2026$5.14MGross asset value

Form D fundraising filings

Cauris Series LLC - Global Fintech Fund Series II

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2940442923
Reported beneficial owners
80
Minimum commitment
$5K
Form D file number
021-483601

Form ADV 2115955 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 5, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 329949

Filing source

Form ADV 2115955 · Aug 5, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.