Investment adviser · CRD 128101

CATON FINANCIAL, INC.

Investment adviser filing (IA)

SAN RAFAEL, CA, United States · Form ADV filed Mar 6, 2013

Regulatory AUM
$139M
Form ADV · Item 5.F
Client accounts
343
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 6, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

2350 KERNER BOULEVARD, SUITE 370
SAN RAFAEL, CA, 94901, United States

CRD 128101

Filing source

Form ADV 709918 · Mar 6, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.