Investment adviser · CRD 107133
CATAWBA CAPITAL MANAGEMENT INC
Investment adviser filing (IA)
ROANOKE, VA, United States · Form ADV filed May 14, 2018
- Regulatory AUM
- $1.06B Form ADV · Item 5.F
- Client accounts
- 688 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 144 | $734,685,627 | 69.1% |
| Corporations & businesses | 17 | $150,086,491 | 14.1% |
| Individuals | 295 | $85,562,806 | 8.0% |
| Charities | 27 | $75,477,127 | 7.1% |
| Retirement plans | 10 | $17,378,727 | 1.6% |
Filing source
Form ADV 1217769 · May 14, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 14, 2018. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
10 SOUTH JEFFERSON ST.,SUITE 1210ROANOKE, VA, 24011, United States
CRD 107133
Filing source
Form ADV 1217769 · May 14, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.