Investment adviser · CRD 141601
CASTLE WEALTH PLANNING
Investment adviser filing (IA)
CASTLE WEALTH PLANNING LLC
SANTA BARBARA, CA, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $236M Form ADV · Item 5.F
- Client accounts
- 355 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 54 | $176,348,205 | 74.6% |
| Retirement plans | Fewer than 5 | $26,295,892 | 11.1% |
| Individuals | 57 | $23,530,993 | 10.0% |
| Charities | Fewer than 5 | $10,257,776 | 4.3% |
| Corporations & businesses | Fewer than 5 | $2,507 | 0.0% |
Filing source
Form ADV 2085215 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1105 CHAPALA ST., STE. 4SANTA BARBARA, CA, 93101, United States
CRD 141601
Filing source
Form ADV 2085215 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.