Investment adviser · CRD 158106

CASTLE HARLAN, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 27, 2026

Regulatory AUM: $678M
Client accounts: 21
Employees: 27
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	21	$677,975,119	100.0%

Filing source

Form ADV 2070430 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

30 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE BRANFORD CASTLE FUND II, L.P.Private Equity Fund · Last reported Mar 27, 2026$225MGross asset value

Form D fundraising filings

Branford Castle Fund II, L.P.

Auditor RSM US LLP NEW YORK, New York, United States

Marketer SPIRE CAPITAL LTD. SYDNEY, Australia Related to adviser: No

Marketer TOUCHSTONE ADVISORS INC CINCINNATI, Ohio, United States Related to adviser: No

Marketer WAVECREST SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: Yes

RSM US LLP
PCAOB 49

TOUCHSTONE ADVISORS INC
CRD 107028 · SEC 801-45963

WAVECREST SECURITIES LLC
CRD 160135 · SEC 8-69029

Fund details & source

Fund ID: 805-3658728938
Reported beneficial owners: 104
Minimum commitment: $100K
Form D file number: 021-351059

Form ADV 2070430 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE BRANFORD CASTLE FUND III, L.P.Private Equity Fund · Last reported Mar 27, 2026$134MGross asset value

Form D fundraising filings

Branford Castle Fund III, LP

Auditor RSM US LLP NEW YORK, New York, United States

Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No

Marketer SPIRE CAPITAL LTD. SYDNEY, Australia Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: Yes

RSM US LLP
PCAOB 49

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

Fund details & source

Fund ID: 805-8477130772
Reported beneficial owners: 59
Minimum commitment: $1M
Form D file number: 021-552150

Form ADV 2070430 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE HARLAN PARTNERS V, L.P.Private Equity Fund · Last reported Mar 27, 2026$96.1MGross asset value

Form D fundraising filings

CASTLE HARLAN PARTNERS V, L.P.

Feeder funds

CASTLE HARLAN PARTNERS V QP, L.P.

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-8047648654
Reported beneficial owners: 47
Minimum commitment: $250K
Form D file number: 021-116235

Form ADV 2070430 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE BRANFORD CASTLE FUND, L.P.Private Equity Fund · Last reported Mar 27, 2026$77.2MGross asset value

Feeder funds

TPE TOP HOLD (OFFSHORE) L.P.

Auditor RSM US LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-8189427903
Reported beneficial owners: 45
Minimum commitment: $200K
Form D file number: 021-239234

Form ADV 2070430 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE HARLAN CDP PARTNERS, L.P.Private Equity Fund · Last reported Mar 27, 2026$48.1MGross asset value

Feeder funds

CASTLE HARLAN CDP FEEDER, L.P.

Auditor PLANTE MORAN, P.C. NEW YORK, New York, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Marketer HOULIHAN LOKEY CAPITAL, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

PLANTE MORAN, P.C.
PCAOB 6581

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

HOULIHAN LOKEY CAPITAL, INC.
CRD 17708 · SEC 8-35643

Fund details & source

Fund ID: 805-1115009750
Reported beneficial owners: 11
Minimum commitment: $100K

Form ADV 2070430 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE HARLAN SHC PARTNERS, L.P.Private Equity Fund · Last reported Mar 27, 2026$30.9MGross asset value

Form D fundraising filings

Castle Harlan SHC Partners, L.P.

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-9796048301
Reported beneficial owners: 9
Minimum commitment: $100K
Form D file number: 021-346684

Form ADV 2070430 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE HARLAN BAF PARTNERS, L.P.Private Equity Fund · Last reported Mar 27, 2026$22.5MGross asset value

Auditor PLANTE MORAN, P.C. NEW YORK, New York, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PLANTE MORAN, P.C.
PCAOB 6581

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-5089264909
Reported beneficial owners: 14
Minimum commitment: $15K

Form ADV 2070430 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

150 EAST 58TH STREET, 38TH FL
NEW YORK, NY, 10155-0017, United States

CRD 158106

Filing source

Form ADV 2070430 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.