Investment adviser · CRD 299363

CASTELLAN

Investment adviser filing (IA)

CASTELLAN GROUP, LLC

LOUISVILLE, KY, United States · Form ADV filed Mar 25, 2026

Regulatory AUM: $882M
Client accounts: 106
Employees: 8
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	12	$650,883,464	73.8%
Charities	Fewer than 5	$128,614,035	14.6%
Pooled investment vehicles	9	$59,895,490	6.8%
Investment companies	2	$35,697,466	4.0%
Corporations & businesses	Fewer than 5	$7,140,421	0.8%

Filing source

Form ADV 2052944 · Mar 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AGING INNOVATION FUND I, LPVenture Capital Fund · Last reported Mar 25, 2026$23.4MGross asset value

Form D fundraising filings

LHCC Aging Innovation Fund I, LP

Auditor LBMC LOUISVILLE, Kentucky, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3140957375
Reported beneficial owners: 15
Minimum commitment: $1M
Form D file number: 021-546166

Form ADV 2052944 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AWC OPPORTUNITY ZONE FUND I, LLCPrivate Equity Fund · Last reported Mar 25, 2026$17.2MGross asset value

Custodian MIDLAND TRUST COMPANY FORT MYERS, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4560526931
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 2052944 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTELLAN VENTURE OPPORTUNITIES EVERGREEN I, LPVenture Capital Fund · Last reported Mar 25, 2026$15.9MGross asset value

Custodian MIDLAND TRUST COMPANY FORT MYERS, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4262361058
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 2052944 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CGA AWC FUND I, LLCReal Estate Fund · Last reported Mar 25, 2026$2.59MGross asset value

Custodian MIDLAND TRUST COMPANY FORT MYERS, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1098666177
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 2052944 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CGLHCC HOLDINGS, LLCVenture Capital Fund · Last reported Mar 25, 2026$360KGross asset value

Custodian MIDLAND TRUST COMPANY FORT MYERS, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2976970068
Reported beneficial owners: 8
Minimum commitment: $50K

Form ADV 2052944 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CGLV I, LPVenture Capital Fund · Last reported Mar 25, 2026$325KGross asset value

Custodian MIDLAND TRUST COMPANY FORT MYERS, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-6935887737
Reported beneficial owners: 2
Minimum commitment: $25K

Form ADV 2052944 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CGRW QOZ LPVenture Capital Fund · Last reported Mar 25, 2026$107KGross asset value

Custodian MIDLAND TRUST COMPANY F, Florida, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8361572602
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 2052944 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

2011 LAKE POINT WAY, SUITE 001
LOUISVILLE, KY, 40223, United States

CRD 299363

Filing source

Form ADV 2052944 · Mar 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.