Investment adviser · CRD 159836

CARROLL CONSULTANTS ADVISORS, LTD.

Investment adviser filing (IA)

WAYNE, PA, United States · Form ADV filed Dec 10, 2018

Regulatory AUM
$1.68B
Form ADV · Item 5.F
Client accounts
123
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Retirement plans96$1,664,500,64199.0%
Individuals26$16,570,7551.0%
Corporations & businesses1$787,3900.0%
Filing source

Form ADV 1256821 · Dec 10, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 10, 2018. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

TWO GLENHARDIE CORPORATE CENTER, 1285 DRUMMERS LANE, SUITE 201
WAYNE, PA, 19087, United States

CRD 159836

Filing source

Form ADV 1256821 · Dec 10, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.