Investment adviser · CRD 130813

CARRINGTON CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

OLD GREENWICH, CT, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$5.08B
Form ADV · Item 5.F
Client accounts
133
Accounts, not individual clients
Employees
43
Reported in this filing
Advisory professionals
32
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other clients14$5,081,782,135100.0%
Filing source

Form ADV 2064035 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UPLAND MORTGAGE OPPORTUNITY FUND II, LPHedge Fund · Last reported Jun 26, 2019$883MGross asset value
Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2214945259
Reported beneficial owners
1
Minimum commitment
$51.8K

Form ADV 1331569 · Jun 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FUND 1Hedge Fund · Last reported Aug 22, 2013$364MGross asset value

Feeder funds

  • FUND 2
  • FUND 3
Fund administrator STONE COAST FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor SQUAR, MILNER, PETERSON, MIRANDA & WILLIAMSON LLP NEWPORT BEACH, California, United States
Custodian JP MORGAN CHASE NEWARK, Delaware, United States Related to adviser: No
Custodian WELLS FARGO BANK, NA COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1522168184
Reported beneficial owners
128
Minimum commitment
$5M

Form ADV 752960 · Aug 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPRUCE HILL MORTGAGE OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Jun 26, 2019$195MGross asset value
Fund administrator STONE COAST FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9809061638
Reported beneficial owners
2
Minimum commitment
$2.02M

Form ADV 1331569 · Jun 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPLAND MSR OPPORTUNITY FUND I, LPHedge Fund · Last reported Jun 26, 2019$64.3MGross asset value
Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2435407862
Reported beneficial owners
1
Minimum commitment
$400K

Form ADV 1331569 · Jun 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FUND 5Private Equity Fund · Last reported Oct 24, 2012$52.3MGross asset value
Auditor THE AUDITOR HAS NOT YET BEEN CHOSEN NA, California, United States
Custodian JP MORGAN CHASE NEWARK, Delaware, United States Related to adviser: No
Custodian WELLS FARGO NA COLUMBIA, Maryland, United States Related to adviser: No
Marketer CARRINGTON INVESTMENT SERVICES, LLC SANTA ANA, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

CARRINGTON INVESTMENT SERVICES, LLC
CRD 139334 · SEC 8-67208

Fund details & source
Fund ID
805-5931752819
Reported beneficial owners
2
Minimum commitment
$2M

Form ADV 668755 · Oct 24, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STANWICH MORTGAGE OPPORTUNITY FUND II, LPHedge Fund · Last reported Jun 26, 2019$28.5MGross asset value
Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Fund details & source
Fund ID
805-4974630653
Reported beneficial owners
1
Minimum commitment
$57M

Form ADV 1331569 · Jun 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STANWICH MORTGAGE OPPORTUNITY FUND I, LPHedge Fund · Last reported Jun 26, 2019$24.5MGross asset value
Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Fund details & source
Fund ID
805-4252236208
Reported beneficial owners
1
Minimum commitment
$70M

Form ADV 1331569 · Jun 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1700 EAST PUTNAM AVENUE, 5TH FLOOR
OLD GREENWICH, CT, 06870, United States

CRD 130813

Filing source

Form ADV 2064035 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.