Investment adviser · CRD 281052

CARPENTER FUND MANAGEMENT COMPANY, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

IRVINE, CA, United States · Form ADV filed Oct 18, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CARPENTER COMMUNITY BANCFUND-A, L.P.Private Equity Fund · Last reported Oct 18, 2018$71.2MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP IRVINE, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-4612115601
Reported beneficial owners
18
Minimum commitment
$500K
Form D file number
021-114338

Form ADV 1246189 · Oct 18, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARPENTER COMMUNITY BANCFUND, L.P.Private Equity Fund · Last reported Oct 18, 2018$2.51MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP IRVINE, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-6493871101
Reported beneficial owners
13
Minimum commitment
$250K
Form D file number
021-114336

Form ADV 1246189 · Oct 18, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARPENTER COMMUNITY BANCFUND-CA, L.P.Private Equity Fund · Last reported Sep 14, 2017$9.72MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP IRVINE, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4547902149
Reported beneficial owners
2
Minimum commitment
$500K
Form D file number
021-114337

Form ADV 1138485 · Sep 14, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 18, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2 PARK PLAZA, SUITE 550
IRVINE, CA, 92614, United States

CRD 281052

Filing source

Form ADV 1246189 · Oct 18, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.