Investment adviser · CRD 118823
CAROLINA FINANCIAL ADVISORS, INC.
Investment adviser filing (IA)
GREENSBORO, NC, United States · Form ADV filed May 27, 2026
- Regulatory AUM
- $241M Form ADV · Item 5.F
- Client accounts
- 1,226 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 427 | $121,599,731 | 50.5% |
| High-net-worth individuals | 46 | $119,024,634 | 49.4% |
| Corporations & businesses | Fewer than 5 | $260,899 | 0.1% |
Filing source
Form ADV 2108693 · May 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Market timing · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
100 EAST LAKE DR., SUITE 100GREENSBORO, NC, 27403, United States
CRD 118823
Filing source
Form ADV 2108693 · May 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.