Investment adviser · CRD 106263

CAROL H. BALDI, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 22, 2012

Regulatory AUM
$41.7M
Form ADV · Item 5.F
Client accounts
14
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 22, 2012. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Commissions

Principal office

420 LEXINGTON AVE, SUITE 2745
NEW YORK, NY, 10170, United States

CRD 106263

Filing source

Form ADV 614490 · Mar 22, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.