Investment adviser · CRD 287658
CARMA ADVISORY SOCIETA DI CONSULENZA FINANZIARIA SRL
Investment adviser filing (IA)
MOSCIANO SANT'ANGELO (TE), Italy · Form ADV filed Mar 21, 2019
- Regulatory AUM
- $559K Form ADV · Item 5.F
- Client accounts
- 6 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | Fewer than 5 | $518,652 | 92.8% |
| Corporations & businesses | Fewer than 5 | $40,438 | 7.2% |
Filing source
Form ADV 1294759 · Mar 21, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BATTLEFIN MULTI-STRATEGY FUNDS, LLC BATTLEFIN INCUBATOR FUND SERIESHedge Fund · Last reported Mar 29, 2018$3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG
PCAOB 185
INTERACTIVE BROKERS LLC
SEC 8-47257
BATTLEFIN ASSET MANAGEMENT, LLC
CRD 285145 · SEC 801-110138
APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787
Fund details & source
- Fund ID
- 805-4542137943
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
- Form D file number
- 021-223535
Form ADV 1194043 · Mar 29, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
BATTLEFIN MULTI-STRATEGY FUNDS, LLC BATTLEFIN VP THETA FUND SERIESHedge Fund · Last reported Mar 29, 2018$2MGross asset value
Form D fundraising filings
BattleFin Multi Strategy Fund, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG
PCAOB 185
INTERACTIVE BROKERS LLC
SEC 8-47257
BATTLEFIN ASSET MANAGEMENT, LLC
CRD 285145 · SEC 801-110138
APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787
Fund details & source
- Fund ID
- 805-8732242472
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
- Form D file number
- 021-223535
Form ADV 1194043 · Mar 29, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 21, 2019. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
VIALE EUROPA 23 - C/O BLU BUSINESS PALACEMOSCIANO SANT'ANGELO (TE), 64023, Italy
CRD 287658
Filing source
Form ADV 1294759 · Mar 21, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.