Investment adviser · CRD 145243

CARLYLE COMMODITY MANAGEMENT L.L.C.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2017

Employees
0
Reported in this filing
Advisory professionals
0
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VMF SPECIAL PURPOSE VEHICLE SPCHedge Fund · Last reported Oct 28, 2016$281MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. WILTON, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-6650283384
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1042322 · Oct 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CELADON COMMODITIES, LTD.Hedge Fund · Last reported Oct 28, 2016$117MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WILTON, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Auditor ERNST & YOUNG HAMILTON, Bermuda
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer TCG SECURITIES, L.L.C. WASHINGTON, District of Columbia, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TCG SECURITIES, L.L.C.
CRD 154788 · SEC 8-68672

Fund details & source
Fund ID
805-5793327146
Reported beneficial owners
5
Minimum commitment
$1M
Form D file number
021-130711
Form D file number
021-139948

Form ADV 1042322 · Oct 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIRIDIAN, LTD.Hedge Fund · Last reported Jul 25, 2016$18.9MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WILTON, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Auditor ERNST & YOUNG HAMILTON, Bermuda
Custodian BANK OF CHINA SHANGHAI, China Related to adviser: No
Custodian HUATAI GREAT WALL FUTURES CO. LTD. GUANGZHOU, China Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer TCG SECURITIES, L.L.C. WASHINGTON, District of Columbia, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TCG SECURITIES, L.L.C.
CRD 154788 · SEC 8-68672

Fund details & source
Fund ID
805-3679241251
Reported beneficial owners
22
Minimum commitment
$1M
Form D file number
021-130716
Form D file number
021-130717

Form ADV 1028859 · Jul 25, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDIGO OPPORTUNITY, LTD.Hedge Fund · Last reported Nov 7, 2012$10.3MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WILTON, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Auditor ERNST & YOUNG HAMILTON, Bermuda
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7216507656
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-130714
Form D file number
021-130715

Form ADV 678670 · Nov 7, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AERIS METALS, LTD.Hedge Fund · Last reported Jan 26, 2017$7.14MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG HAMILTON, Bermuda
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer TCG SECURITIES, L.L.C. WASHINGTON, District of Columbia, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TCG SECURITIES, L.L.C.
CRD 154788 · SEC 8-68672

Fund details & source
Fund ID
805-2116990355
Reported beneficial owners
24
Minimum commitment
$1M
Form D file number
021-211955
Form D file number
021-234762

Form ADV 1063164 · Jan 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CRIMSON PHYSICAL COMMODITIES, LTD.Hedge Fund · Last reported Jul 25, 2016$4.41MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WILTON, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Auditor ERNST & YOUNG HAMILTON, Bermuda
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer TCG SECURITIES, L.L.C. WASHINGTON, District of Columbia, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TCG SECURITIES, L.L.C.
CRD 154788 · SEC 8-68672

Fund details & source
Fund ID
805-1962296375
Reported beneficial owners
13
Minimum commitment
$1M
Form D file number
021-139958
Form D file number
021-139960

Form ADV 1028859 · Jul 25, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEABORNE LIMITEDHedge Fund · Last reported Jun 8, 2016$0Gross asset value
Fund administrator SS&C TECHNOLOGIES, INC. WILTON, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-3791181226
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 1023266 · Jun 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Fixed

Principal office

520 MADISON AVENUE, 38TH FLOOR
NEW YORK, NY, 10022, United States

CRD 145243

Filing source

Form ADV 1070995 · Mar 29, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.