Investment adviser · CRD 105729
CARLSON INVESTMENTS
Investment adviser filing (IA)
DL CARLSON INVESTMENT GROUP INC.
CONCORD, NH, United States · Form ADV filed Aug 25, 2026
- Regulatory AUM
- $736M Form ADV · Item 5.F
- Client accounts
- 893 Accounts, not individual clients
- Employees
- 14 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 107 | $417,261,864 | 56.7% |
| Retirement plans | Fewer than 5 | $189,809,623 | 25.8% |
| Individuals | 243 | $121,424,891 | 16.5% |
| Charities | Fewer than 5 | $6,625,191 | 0.9% |
| Corporations & businesses | Fewer than 5 | $404,901 | 0.1% |
Filing source
Form ADV 2128164 · Aug 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 25, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
TWO CAPITAL PLAZA, SUITE 404CONCORD, NH, 03301, United States
CRD 105729
Filing source
Form ADV 2128164 · Aug 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.