Investment adviser · CRD 291404
CARAPACE FINANCIAL ADVISORS LLC
Investment adviser filing (IA)
BEDMINSTER, NJ, United States · Form ADV filed Sep 14, 2026
- Regulatory AUM
- $106M Form ADV · Item 5.F
- Client accounts
- 72 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 46 | $68,781,418 | 64.6% |
| Pooled investment vehicles | 3 | $37,684,013 | 35.4% |
Filing source
Form ADV 2131243 · Sep 14, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CARAPACE BUFFERED DIVIDEND INCOME FUND SERIES -2Other Private Fund · Last reported Sep 14, 2026$12.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CHERRY BEKAERT LLP
PCAOB 677
Fund details & source
- Fund ID
- 805-4185876027
- Reported beneficial owners
- 24
- Minimum commitment
- $100K
- Form D file number
- 021-314219
Form ADV 2131243 · Sep 14, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OLIVER LUXXE SMALL CAP EQUITY PRIVATE FUND - A SERIES OF CARAPACE FUNDS, LLCOther Private Fund · Last reported Sep 14, 2026$12.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CHERRY BEKAERT LLP
PCAOB 677
Fund details & source
- Fund ID
- 805-6511053081
- Reported beneficial owners
- 43
- Minimum commitment
- $100K
- Form D file number
- 021-314219
Form ADV 2131243 · Sep 14, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CARAPACE BUFFERED DIVIDEND INCOME FUND SERIES - 1 OF CARAPACE FUNDS, LLCOther Private Fund · Last reported Sep 14, 2026$12.3MGross asset value
Form D fundraising filings
Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CHERRY BEKAERT LLP
PCAOB 677
INTERACTIVE BROKERS LLC
SEC 8-47257
Fund details & source
- Fund ID
- 805-2871551445
- Reported beneficial owners
- 36
- Minimum commitment
- $100K
- Form D file number
- 021-314219
Form ADV 2131243 · Sep 14, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 14, 2026. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
ONE PLUCKEMIN WAY, SUITE 303BEDMINSTER, NJ, 07921, United States
CRD 291404
Filing source
Form ADV 2131243 · Sep 14, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.