Investment adviser · CRD 159662

CAPTRUST FINANCIAL ADVISORS

Investment adviser filing (IA)

CT FINANCIAL ADVISORS, LLC

CHADDS FORD, PA, United States · Form ADV filed Apr 25, 2019

Regulatory AUM: $199M
Client accounts: 536
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	77	$153,382,729	77.0%
Retirement plans	Fewer than 5	$17,686,946	8.9%
Individuals	131	$13,408,834	6.7%
Pooled investment vehicles	1	$11,405,557	5.7%
Charities	Fewer than 5	$3,219,275	1.6%
Corporations & businesses	Fewer than 5	$109,278	0.1%

Filing source

Form ADV 1318330 · Apr 25, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SCR ULTRA INVESTMENT FUND, L.PHedge Fund · Last reported Apr 25, 2019$16.2MGross asset value

Form D fundraising filings

SCR Ultra Fund LP

Fund administrator ASPEN PARTNERS, LTD. ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WHEELER, WOLFENDEN & DWARES, PA WILMINGTON, Delaware, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WHEELER, WOLFENDEN & DWARES, PA
PCAOB 2251

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-3595342301
Reported beneficial owners: 36
Minimum commitment: $500K
Form D file number: 021-165452

Form ADV 1318330 · Apr 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 25, 2019. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

330 KENNETT PIKE, SUITE 209
CHADDS FORD, PA, 19317, United States

CRD 159662

Filing source

Form ADV 1318330 · Apr 25, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.