Investment adviser · CRD 150435

CAPSTONE INVESTMENT FINANCIAL GROUP, INC.

Investment adviser filing (IA)

COLORADO SPRINGS, CO, United States · Form ADV filed Aug 13, 2012

Regulatory AUM
$37M
Form ADV · Item 5.F
Client accounts
493
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 13, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Hourly

Principal office

615 N. NEVADA AVENUE
COLORADO SPRINGS, CO, 80903, United States

CRD 150435

Filing source

Form ADV 664388 · Aug 13, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.