Investment adviser · CRD 153443

CAPSTONE ADVISORY GROUP LLC

Investment adviser filing (IA)

EDINA, MN, United States · Form ADV filed Sep 23, 2019

Regulatory AUM
$443M
Form ADV · Item 5.F
Client accounts
3,756
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Individuals514$314,599,40971.1%
High-net-worth individuals154$126,030,46928.5%
Retirement plansFewer than 5$1,059,8480.2%
CharitiesFewer than 5$1,028,9810.2%
Filing source

Form ADV 1340058 · Sep 23, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 23, 2019. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

7701 FRANCE AVE S, SUITE 625
EDINA, MN, 55435, United States

CRD 153443

Filing source

Form ADV 1340058 · Sep 23, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.