CAPRICE CAPITAL PARTNERS, LLC – investment adviser, $123M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$82,657,728	67.1%
Insurance companies	Fewer than 5	$40,551,584	32.9%

Filing source

Form ADV 2090232 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

1974 PORTFOLIO INVESTMENT II, L.P.Hedge Fund · Last reported Mar 31, 2026$71.5MGross asset value

Form D fundraising filings

1974 Portfolio Investments II, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-9892585606
Reported beneficial owners: 10
Minimum commitment: $0
Form D file number: 021-452477

Form ADV 2090232 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1974 PORTFOLIO INVESTMENTS I, LLCHedge Fund · Last reported Mar 31, 2026$11.1MGross asset value

Form D fundraising filings

1974 Portfolio Investments I, LLC

Fund administrator SS&C TECHNOLOGIES, INC. LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-5772253458
Reported beneficial owners: 13
Minimum commitment: $0
Form D file number: 021-371598

Form ADV 2090232 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 307048

Filing source

Form ADV 2090232 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.