Investment adviser · CRD 152000

CAPITAL TACTICS ADVISORS, LLC

Investment adviser filing (IA)

DALLAS, TX, United States · Form ADV filed Mar 25, 2013

Regulatory AUM
$147M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAPITAL TACTICS OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 25, 2013$7.11MGross asset value

Form D fundraising filings

Capital Tactics Opportunity Fund, LP

Fund administrator CONIFER FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5778212746
Reported beneficial owners
13
Minimum commitment
$1M
Form D file number
021-137642

Form ADV 720643 · Mar 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL TACTICS OBJECTIVE FUND, LPHedge Fund · Last reported Mar 25, 2013$449KGross asset value
Fund administrator CONIFER FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-1507830015
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 720643 · Mar 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL TACTICS OPPORTUNITY MASTER FUND, L.P.Hedge Fund · Last reported Oct 22, 2012$25.5MGross asset value

Feeder funds

Fund administrator CONIFER FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-3317407000
Reported beneficial owners
14
Minimum commitment
$1M
Form D file number
021-137643

Form ADV 675786 · Oct 22, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

100 CRESCENT COURT, SUITE 575
DALLAS, TX, 75201, United States

CRD 152000

Filing source

Form ADV 720643 · Mar 25, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.