Investment adviser · CRD 124171
CAPITAL PROSPECTS LLC
Investment adviser filing (IA)
STAMFORD, CT, United States · Form ADV filed Mar 23, 2021
- Regulatory AUM
- $1.35B Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Government entities | Fewer than 5 | $1,354,765,554 | 100.0% |
Filing source
Form ADV 1499376 · Mar 23, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 23, 2021. View historical filings
Reported services
Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets
Principal office
ONE DOCK STREET, SUITE 405STAMFORD, CT, 06902, United States
CRD 124171
Filing source
Form ADV 1499376 · Mar 23, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.