Investment adviser · CRD 110533
CAPITAL ONE ASSET MANAGEMENT, LLC
Investment adviser filing (IA)
HOUSTON, TX, United States · Form ADV filed Mar 29, 2018
- Regulatory AUM
- $2.52B Form ADV · Item 5.F
- Client accounts
- 526 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Corporations & businesses | 88 | $1,240,360,245 | 49.1% |
| High-net-worth individuals | 137 | $425,001,532 | 16.8% |
| Individuals | 189 | $312,103,523 | 12.4% |
| Retirement plans | 28 | $275,008,593 | 10.9% |
| Charities | 84 | $272,229,206 | 10.8% |
Filing source
Form ADV 1188087 · Mar 29, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 29, 2018. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets
Principal office
5444 WESTHEIMER ROAD, SUITE 6200HOUSTON, TX, 77056-9903, United States
CRD 110533
Filing source
Form ADV 1188087 · Mar 29, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.