Investment adviser · CRD 131631
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
Investment adviser filing (IA)
MIAMI, FL, United States · Form ADV filed Jul 24, 2018
- Regulatory AUM
- $465M Form ADV · Item 5.F
- Client accounts
- 860 Accounts, not individual clients
- Employees
- 30 Reported in this filing
- Advisory professionals
- 23 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 56 | $163,966,722 | 35.3% |
| Individuals | 799 | $135,534,635 | 29.1% |
| Insurance companies | 1 | $71,000,000 | 15.3% |
| Pooled investment vehicles | 1 | $67,000,000 | 14.4% |
| Other investment advisers | 1 | $10,000,000 | 2.2% |
| Corporations & businesses | 1 | $10,000,000 | 2.2% |
| Banks & thrifts | 1 | $7,500,000 | 1.6% |
Filing source
Form ADV 1231201 · Jul 24, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 24, 2018. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
1395 BRICKELL AVENUE, SUITE 800MIAMI, FL, 33131, United States
CRD 131631
Filing source
Form ADV 1231201 · Jul 24, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.