Investment adviser · CRD 315650

CAPITAL FOUR US INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $2.64B
Client accounts: 9
Employees: 8
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	9	$2,637,761,145	100.0%

Filing source

Form ADV 2069615 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAPITAL FOUR US CLO IV LTD.Securitized Asset Fund · Last reported Mar 30, 2026$547MGross asset value

Fund administrator THE BANK OF NEW YORK TRUST COMPANY CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7376559417
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2069615 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL FOUR US CLO III LTD.Securitized Asset Fund · Last reported Mar 30, 2026$400MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION PORTLAND, Oregon, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6009428338
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2069615 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL FOUR US CLO I LTD.Securitized Asset Fund · Last reported Mar 30, 2026$391MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION PORTLAND, Oregon, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4690794940
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2069615 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL FOUR US CLO II LTD.Securitized Asset Fund · Last reported Mar 30, 2026$389MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION PORTLAND, Oregon, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4062315240
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2069615 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL FOUR US CLO V LTD.Securitized Asset Fund · Last reported Mar 30, 2026$74.6MGross asset value

Fund administrator THE BANK OF NEW YORK TRUST COMPANY CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9411468690
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 2069615 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL FOUR US CLO IV LTD.Securitized Asset Fund · Last reported May 30, 2024$37.7MGross asset value

Fund administrator US BANK GLOBAL FUND SERVICES MIKWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK GLOBAL FUND SERVICES MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4216125901
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1879589 · May 30, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

280 PARK AVENUE, 43RD FLOOR
NEW YORK, NY, 10017, United States

CRD 315650

Filing source

Form ADV 2069615 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.