Investment adviser · CRD 107960
CAPITAL FINANCIAL SERVICES LLC
Investment adviser filing (IA)
CLIFTON PARK, NY, United States · Form ADV filed Jan 23, 2023
- Regulatory AUM
- $128M Form ADV · Item 5.F
- Client accounts
- 484 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 215 | $127,604,183 | 100.0% |
Filing source
Form ADV 1704212 · Jan 23, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 23, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
855 ROUTE 146, SUITE 180CLIFTON PARK, NY, 12065, United States
CRD 107960
Filing source
Form ADV 1704212 · Jan 23, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.