Investment adviser · CRD 155705

CAPITAL COVE FINANCIAL

Investment adviser filing (IA)

CAPITAL COVE BANCORP LLC

RANCHO CUCAMONGA, CA, United States · Form ADV filed Dec 23, 2013

Regulatory AUM
$62M
Form ADV · Item 5.F
Client accounts
78
Accounts, not individual clients
Employees
30
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 23, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

9481 HAVEN AVENUE
RANCHO CUCAMONGA, CA, 91730, United States

CRD 155705

Filing source

Form ADV 773892 · Dec 23, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.