Investment adviser · CRD 170017

CAPITAL BANK AND TRUST COMPANY

Investment adviser filing (IA)

IRVINE, CA, United States · Form ADV filed Sep 25, 2026

Regulatory AUM: $251B
Client accounts: 588
Employees: 106
Advisory professionals: 0

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	56	$246,319,632,414	98.1%
High-net-worth individuals	511	$4,030,045,583	1.6%
Charities	14	$627,393,309	0.2%
Retirement plans	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 2119301 · Sep 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAPITAL GROUP ALTERNATIVE STRATEGIES MASTER FUND, LPOther Private Fund · Last reported Sep 28, 2020$113MGross asset value

Feeder funds

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND, LP
CAPITAL GROUP ALTERNATIVE STRATEGIES FUND (OFFSHORE), LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C NEW YORK, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer FAMILY WMS, LLC ATLANTA, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FAMILY WMS, LLC
CRD 126456 · SEC 801-61987

Fund details & source

Fund ID: 805-9117498120
Reported beneficial owners: 2
Minimum commitment: $500K
Form D file number: 021-205621
Form D file number: 021-205622

Form ADV 1454515 · Sep 28, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

6455 IRVINE CENTER DRIVE
IRVINE, CA, 92618-4518, United States

CRD 170017

Filing source

Form ADV 2119301 · Sep 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.