Investment adviser · CRD 321104
CAPITAL AND PLANNING, LLC
Investment adviser filing (IA)
JONESBORO, GA, United States · Form ADV filed May 15, 2026
- Regulatory AUM
- $194M Form ADV · Item 5.F
- Client accounts
- 792 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 126 | $126,358,281 | 65.2% |
| Individuals | 391 | $66,403,798 | 34.2% |
| Corporations & businesses | Fewer than 5 | $565,453 | 0.3% |
| Charities | Fewer than 5 | $556,703 | 0.3% |
| Retirement plans | Fewer than 5 | $54,520 | 0.0% |
Filing source
Form ADV 2105738 · May 15, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 15, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
2242 MT. ZION ROADJONESBORO, GA, 30236, United States
CRD 321104
Filing source
Form ADV 2105738 · May 15, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.