Investment adviser · CRD 160387
CAPGEN CAPITAL ADVISERS, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 27, 2018
- Regulatory AUM
- $175M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $174,536,772 | 100.0% |
Filing source
Form ADV 1188885 · Mar 27, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CAPGEN CAPITAL GROUP VI LPPrivate Equity Fund · Last reported Mar 27, 2018$174MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
SANDLER, O'NEILL & PARTNERS, L.P.
SEC 8-40214
Fund details & source
- Fund ID
- 805-4949868350
- Reported beneficial owners
- 73
- Minimum commitment
- $500K
Form ADV 1188885 · Mar 27, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPGEN FINANCIAL GROUP LPPrivate Equity Fund · Last reported Mar 27, 2018$927KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-2913911560
- Reported beneficial owners
- 73
- Minimum commitment
- $500K
- Form D file number
- 021-108680
Form ADV 1188885 · Mar 27, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPGEN CAPITAL GROUP III LPPrivate Equity Fund · Last reported Mar 27, 2018$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
KEEFE, BRUYETTE & WOODS, INC.
SEC 8-10888
SANDLER, O'NEILL & PARTNERS, L.P.
SEC 8-40214
Fund details & source
- Fund ID
- 805-9063782207
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
Form ADV 1188885 · Mar 27, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPGEN CAPITAL GROUP V LPPrivate Equity Fund · Last reported Mar 27, 2018$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
KEEFE, BRUYETTE & WOODS, INC.
SEC 8-10888
Fund details & source
- Fund ID
- 805-7186345556
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
Form ADV 1188885 · Mar 27, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPGEN CAPITAL GROUP II LPPrivate Equity Fund · Last reported Jan 14, 2016$178MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SANDLER, O'NEILL & PARTNERS, L.P.
SEC 8-40214
Fund details & source
- Fund ID
- 805-7614877874
- Reported beneficial owners
- 74
- Minimum commitment
- $500K
Form ADV 967867 · Jan 14, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPGEN CAPITAL GROUP IV LPPrivate Equity Fund · Last reported Aug 8, 2016$54.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SANDLER, O'NEILL & PARTNERS, L.P.
SEC 8-40214
Fund details & source
- Fund ID
- 805-5621089696
- Reported beneficial owners
- 73
- Minimum commitment
- $500K
Form ADV 1031473 · Aug 8, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CAPGEN CAPITAL GROUP LPPrivate Equity Fund · Last reported Mar 10, 2014$27.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3835285054
- Reported beneficial owners
- 74
- Minimum commitment
- $500K
Form ADV 783223 · Mar 10, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2018. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
120 WEST 45TH STREET, SUITE 1010NEW YORK, NY, 10036, United States
CRD 160387
Filing source
Form ADV 1188885 · Mar 27, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.