Investment adviser · CRD 118945
CANTY FINANCIAL MANAGEMENT, INC.
Investment adviser filing (IA)
BALLSTON SPA, NY, United States · Form ADV filed Jul 17, 2026
- Regulatory AUM
- $254M Form ADV · Item 5.F
- Client accounts
- 447 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 195 | $216,179,955 | 85.1% |
| Individuals | 248 | $22,229,480 | 8.8% |
| Retirement plans | 30 | $14,938,240 | 5.9% |
| Charities | 2 | $625,234 | 0.2% |
Filing source
Form ADV 2120478 · Jul 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 17, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly
Principal office
20 CHURCH AVE.BALLSTON SPA, NY, 12020, United States
CRD 118945
Filing source
Form ADV 2120478 · Jul 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.