Investment adviser · CRD 297527

CANTON HATHAWAY LLC

Investment adviser filing (IA)

PROVIDENCE, RI, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$866M
Form ADV · Item 5.F
Client accounts
281
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals67$602,039,65969.5%
Retirement plansFewer than 5$155,328,39017.9%
Corporations & businesses5$64,635,1967.5%
Pooled investment vehicles4$26,565,9043.1%
Individuals17$10,424,2041.2%
Government entitiesFewer than 5$7,126,0660.8%
Filing source

Form ADV 2062827 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CH NEON INV., LLCReal Estate Fund · Last reported Mar 30, 2026$16.3MGross asset value
Auditor ASSURANCE DIMENSIONS MARGATE, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ASSURANCE DIMENSIONS
PCAOB 5036

Fund details & source
Fund ID
805-4404680706
Reported beneficial owners
24
Minimum commitment
$25K

Form ADV 2062827 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-H HOTEL INVESTMENT I, LLCReal Estate Fund · Last reported Mar 30, 2026$5.25MGross asset value
Auditor ASSURANCE DIMENSIONS MARGATE, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ASSURANCE DIMENSIONS
PCAOB 5036

Fund details & source
Fund ID
805-4934494940
Reported beneficial owners
15
Minimum commitment
$50K

Form ADV 2062827 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CH PE INVESTMENT 1, LLCPrivate Equity Fund · Last reported Mar 30, 2026$5.04MGross asset value
Auditor ASSURANCE DIMENSIONS MARGATE, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ASSURANCE DIMENSIONS
PCAOB 5036

Fund details & source
Fund ID
805-6671558067
Reported beneficial owners
15
Minimum commitment
$25K

Form ADV 2062827 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-H HOTEL INVESTMENT 2, LLCReal Estate Fund · Last reported Mar 30, 2026$0Gross asset value
Auditor ASSURANCE DIMENSIONS MARGATE, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ASSURANCE DIMENSIONS
PCAOB 5036

Fund details & source
Fund ID
805-6786389779
Reported beneficial owners
15
Minimum commitment
$25K

Form ADV 2062827 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

ONE WEST EXCHANGE STREET, SUITE 3202
PROVIDENCE, RI, 02903, United States

CRD 297527

Filing source

Form ADV 2062827 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.